Expert Enironmental Law advice

AUP appeals lodged – legal effect and weighting

Wed Sept. 21st 2016

The period for lodging appeals against the Auckland Council’s decisions on the Auckland Unitary Plan (AUP) (other than for designations and heritage orders) expired on Friday, 16 September. About 100 appeals have been lodged, comprising:

At least seven applications for judicial review have also been made to the High Court regarding the AUP.

The effect of the appeals

The upshot of the above is that:

That will remain the position until the appeal relating to the relevant AUP provision is resolved or determined. In contentious cases that could take many months or over a year despite active case management by the Environment Court (which has already commenced).

A submitter or affected landowner who is particularly concerned about the potential effect of an Environment Court appeal should consider becoming a party to that appeal under section 274 of the Resource Management Act 1991. The period for lodging section 274 notices in respect of Environment Court appeals on the AUP expires on 7 October 2016.

Where the AUP provisions challenged by an appeal are inconsistent with the equivalent provisions of the ODP – which is likely to be the case, for example, in relation to height or the density of residential development – the need to consider both the ODP and AUP provisions raises an issue of the relative weight to be accorded to the competing plan provisions.

In such cases, it will be necessary for applicants and Council officers to adopt a position as to the relative weight to be accorded to each plan. It can be safely assumed that developers will wish to place greater weight on the more liberal provisions of the AUP and a countervailing tendency on the part of council officers to favour the more restrictive provisions of the ODP that they are familiar with.

The legal position

The basic legal position that applies, as laid down by well-established case law (e.g., Queenstown Central Limited v Queenstown Lakes District Council [2013] NZHC 815), is that before a resource consent can be granted, the operative plan is required to be applied and regard must be had to a proposed plan; the general rule of thumb is that the closer a proposed plan comes to being final, the greater the weight that can be applied to it. Other factors may also be relevant, for example, the proposed plan being the “latest word”.

The issue of weighting is not necessarily a straightforward exercise. In any particular case, it will be necessary to analyse the relevant appeals to determine whether they directly challenge the relevant provision or whether the effect of the appeal is more subtle. Each case will need to be considered having regard to the relevant appeals.

Practitioners are no doubt busy analysing the 100 appeals that have been made available to date and their effect in light of the above. What we know to date from the appeals which have been uploaded on the Environment Court and Council’s websites is as follows.

Residential zone appeals uploaded to date

In the Residential zones, eight appeals to the Environment Court and two appeals to the High Court have been made available to date. Of particular note are the following.

A High Court appeal and application for judicial review by lobby groups Auckland 2040 and the Character Coalition opposing the increased housing density through more intensive zoning in the AUP that was recommended by the IHP and accepted by Council.

Two Environment Court appeals by Housing New Zealand Limited which seek as relief:

Business – Mixed zone appeals uploaded to date

In relation to the Business – Mixed Use zone:

Appeals in relation to Subdivision rules uploaded to date

In terms of the Subdivision rules, a number of appeals seek reinstatement of the IHP’s more enabling recommended provisions regarding rural subdivision, as opposed to the more restrictive provisions from Council’s decision. This would, in particular, allow for greater in-situ and transferable subdivision in the Rural zones, in return for the protection of indigenous vegetation and revegetation planting.

Other points to note

Other points of general interest in appeals uploaded are that:

We will update this note as we learn more about the scope and nature of the appeals uploaded.


In the meantime, the short points that must be borne in mind in terms of day to day practice are that:

These issues involve both legal and planning analysis. Please contact us if you think we can assist.

Experience & expertise

Three exceptional partners lead Berry Simons’ team of talented, motivated lawyers. Because Berry Simons is focused solely around Resource Management and Environmental law, we have the intellectual horsepower and resources of the equivalent team in a large firm. The difference is in our client relationships – which are stronger, and closer. Decisions are made with client executives and partners involved throughout your project, seated at the same table.

our people